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Dec 01, 2010



Complaint 531 was mine. I do have a copy per FOIA but the SEC OIG and SEC itself will not post it to the OIG's site. I am awaiting a copy of the deposition given by the lawyer involved using FOIA for a possible Form 95 claim. As to why the SEC allowed two insider traders to keep $110 million -$340 million in trading profits even though they are in jail for securities fraud which caused the insider trading violations to begin with remains a mystery. The explanation given by the SEC's OIG is unclear because that section in the report has been redacted out completely and does not ring true based on the evidence in the file. Guess you have to be "connected" to get a back room deal at the SEC. An epic fail organization. If you need a copy let me know.

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